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Cisi Tutors/Level 3 - UK Financial Regulations
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Level 3 - UK Financial Regulations

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Revision Pack for Level 3 - UK Financial Regulations (Capital Markets Program) What is included: Summary of every chapter Revision Questions for every chapter - around 700 questions with Answers & Explanations 10 Mock Tests with Answers & Explanations Exclusive access to the Cisi Tutors discussion forum where you can ask questions and get answers and support from qualified tutors and other Cisi candidates.
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Contents

Copyright Notice & Refund Policy

Copyright.png
  • 292 KB
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Chapter Summaries

Summary - The Regulatory Environment.pdf
  • 1.67 MB
Preview
Summary - The Financial Services and Markets Act 2000.pdf
  • 1.73 MB
Summary - Associated Legislation and Regulation.pdf
  • 1.91 MB
Summary - FCA Conduct of Business & Client Assets Sourcebooks.pdf
  • 2.45 MB
Summary - Complaints and Redress.pdf
  • 1.13 MB

Revision Questions

Revision Questions - The Regulatory Environment.pdf
  • 804 KB
Preview
Revision Questions - The Financial Services and Markets Act 2000 & Financial Services Act 2012.pdf
  • 878 KB
Revision Questions - Associated Legislation and Regulation.pdf
  • 776 KB
Revision Questions - The FCA’s Conduct of Business and Client Assets Sourcebooks.pdf
  • 1.86 MB
Revision Questions - Complaints and Redress.pdf
  • 571 KB

Mock Tests

Mock Test 1 - Level 3 Regulations.pdf
  • 705 KB
Preview
Mock Test 2 - Level 3 Regulations.pdf
  • 719 KB
Mock Test 3 - Level 3 Regulations.pdf
  • 712 KB
Mock Test 4 - Level 3 Regulations.pdf
  • 710 KB
Mock Test 5 - Level 3 Regulations.pdf
  • 714 KB
Mock Test 6 - Level 3 Regulations.pdf
  • 711 KB
Mock Test 7 - Level 3 Regulations.pdf
  • 704 KB
Mock Test 8 - Level 3 Regulations.pdf
  • 605 KB
Mock Test 9 - Level 3 Regulations.pdf
  • 712 KB
Mock Test 10 - Level 3 Regulations.pdf
  • 701 KB