Cisi Tutors/Level 3 - UK Financial Regulations

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Level 3 - UK Financial Regulations

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Revision Pack for Level 3 - UK Financial Regulations (Capital Markets Program) What is included: Summary of every chapter Revision Questions for every chapter - around 800 questions with Answers & Explanations 10 Mock Tests with Answers & Explanations

Contents

Copyright Notice & Refund Policy

Copyright.png
  • 292 KB
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Chapter Summaries

Summary - The Regulatory Environment.pdf
  • 462 KB
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Summary - Enhancing Market Integrity.pdf
  • 412 KB
Summary - Conduct of Business and Client Assets.pdf
  • 432 KB
Summary - Complaints and Redress.pdf
  • 413 KB

Revision Questions

Revision Questions - The Regulatory Environment.pdf
  • 1.4 MB
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Revision Questions - Conduct of Business & Client Assets.pdf
  • 1.35 MB
Revision Questions - Enhancing Market Integrity.pdf
  • 1.11 MB
Revision Questions - Complaints & Redress.pdf
  • 607 KB

Mock Tests

Mock Test 1 - Level 3 UK Financial Regulations.pdf
  • 378 KB
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Mock Test 2- Level 3 UK Financial Regulations.pdf
  • 431 KB
Mock Test 3 - Level 3 UK Financial Regulations.pdf
  • 411 KB
Mock Test 4 - Level 3 UK Financial Regulations.pdf
  • 394 KB
Mock Test 5 - Level 3 UK Financial Regulations.pdf
  • 406 KB
Mock Test 6 - Level 3 UK Financial Regulations.pdf
  • 412 KB
Mock Test 7 - Level 3 UK Financial Regulations.pdf
  • 429 KB
Mock Test 8 - Level 3 UK Financial Regulations.pdf
  • 435 KB
Mock Test 9 - Level 3 UK Financial Regulations.pdf
  • 415 KB
Mock Test 10 - Level 3 UK Financial Regulations.pdf
  • 429 KB